Hong Kong Lawyer

MARCH 2018

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March 2018 • CONTRIBUTORS 投 稿 者 Alexa Lam University of Hong Kong, Professor Professor Alexa Lam teaches securities law and regulation in the Faculty of Law, University of Hong Kong. Prior to joining HKU, Professor Lam was the Deputy CEO and Executive Director of the Hong Kong Securities and Futures Commission. In those roles, Professor Lam promoted actively financial co-operation between the Mainland and Hong Kong on cross border capital market innovations and opening, including the Renminbi Qualified Foreign Institutional Investors (RQFII) and Mutual Recognition of Funds programs. She also played a significant role in international regulatory initiatives. She co-chaired the Working Group on Margining Requirements of the Basel Committee on Banking Supervision and the International Organization of Securities Commissions. Syren Johnstone Keel Consulting, Director; University of Hong Kong, Faculty of Law, Principal Lecturer and Executive Director of the LLM (Compliance and Regulation) Programme Mr Johnstone has worked for over 25 years in securities regulation and corporate finance. He has undertaken senior management roles regulated by the Securities and Futures Commission and The Stock Exchange of Hong Kong Limited. In 2016 he co-authored "Financial Markets in Hong Kong: Law and Practice" (Oxford University Press). Syren holds two masters degrees, in science and law, from Oxford and London universities respectively. He is on the roll of solicitors in England & Wales and Hong Kong. Syren Johnstone Keel Consulting董事;香港大學法律 學院首席講師及法律碩士(合規與監 管)課程策劃總監問 Mr. Johnstone在證券監管和企業融資方 面工作了超過25年。他曾擔任證券及期 貨事務監察委員會及香港聯合交易所有 限 公 司 的 高 級 管 理 人 員 職 位 。 在 2 0 1 6 年他合著了"Financial Markets in Hong Kong: Law and Practice"(牛津大學出版 社)。Syren分別持有牛津大學和倫敦大 學的科學和法學碩士學位。他是英國以 及香港的註冊律師。 林張灼華 香港大學法律學院教授 林張灼華教授在香港大學法律學院教授證 卷法規。在加入香港大學之前,林教授曾 任香港證券及期貨事務監察委員會副行政 總裁兼執行董事。在擔任這些職務時,林 教授積極推動內地與香港在跨境資本市場 創新和開放方面的金融合作,包括人民幣 合格境外機構投資者(RQFII)和基金互認計 劃。她並且在倡議國際監管方面發揮了重 要作用。她擔任巴塞爾銀行監督委員會保 證金要求工作小組和國際證券委員會組織 的共同主席。 CONTRIBUTORS 投 稿 者 www.hk-lawyer.org 9

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